Read what some of my industry peers have to say:
"...Unlike any other candidate, she will fight for small firm issues with an approach that is both effective and sensible...She's the real deal..." James H. Williams, President, Financial Telesis. Click here for James William's comments.
"... I've seen Lisa in action and know she will spend her boundless energy doing everything she can to represent the interests of small firms. She's not afraid to speak up and is exactly what we need.” Carolyn R. May, Compliance Consultant. Click here for Carolyn May's comments.
“…though I often disagree with her and have had several head to heads with her, I have to admit that she works harder than anyone I know for the benefit of small firms..." David M. Sobel, Esq., EVP / CCO, Abel/Noser Corp. Click here for David Sobel's comments.
"... Throughout her career she has proved to be an advocate for small firms - fighting to make the industry a better place for all of us to work...” Donna DiMaria, President, Third Party Marketers’ Association. Click here for Donna DiMaria's comments.
“... Small firms are lucky to have a candidate so capable of running on merits of her activism, intellect, energy and integrity ..." James Burton, Consultant, California Strategies, FINRA Board Member (Public Seat). Click here for James Burton's comments.
"...If I had a vote you would definitely be my choice. I am so happy to see you fight back and let everyone know how committed you truly are to the small broker-dealer community..." John Simmers, SR VP Risk Management, The Compliance Department. Click here for John Simmers' comments.
"I cannot think of a better candidate than Lisa Roth..." Steve Distante, CEO, Vanderbilt Financial Group. Click here for Steve Distante's comments.
"... I believe she is one of the most knowledgeable broker dealer executives I have ever encountered. She has a passion for the small broker dealer market place and works very hard to make sure the small firms have a voice..."
Larry Papike, President, Cross Search. Click here for Larry Papike's comments.
"...We of course need a forceful, knowledgeable and committed advocate to represent the interests of small firms...Lisa more than meets these tests and gives well-intentioned small firms the best opportunity for positive change." Mark Cresap, President, Cresap, Inc. Click here for Mark Cresap's comments.
"...I once heard a regulator say, in a highly complementary way, 'When Lisa's on an issue, she's like a dog on a bone'...acknowledging Lisa's consistent and effective advocacy on behalf of small firms." Tina B. Maloney, Chairman, Winslow, Evans & Crocker, Inc. Click here for Tina Maloney's comments.
"...I have known Lisa for many years and have worked with her to support a fair, balanced regulatory structure which uses a lot of good common sense. I believe that her education, experience and dedication to the industry will prove to be a valuable advocate on the FINRA board." Brian Kovack, Esq., President, Kovack Securities, Inc. Click here for Brian Kovack's comments.
"...From a foundation of volunteer service, and as the owner and senior executive of a small firm, she brings extensive experience and perspective to her potential service on the FINRA Board of Governors." Dale E. Brown, President & CEO, Financial Services Institute. Click here for Dale Brown's comments.
"...Now more than ever we need a strong voice to speak on behalf of small firms. I personally know of no one that I feel would better represent their small firms constituents on the FINRA Board of Governors than Lisa..." Deborah Castiglioni, CEO / CCO, Cutter & Company, Inc. Click here for Deborah Castiglioni's comments.
"I have had the pleasure of knowing and working with Lisa Roth for over ten years, and have found her to be one of the most knowledgeable, responsive, and committed people in our entire industry..." Dolliver H. Frederick, Broker Principal & CEO, DH Frederick Securities, Inc. Click here for Dolliver Frederick's comments.